Mounting regulatory demand is straining investment advisors, especially as SEC visits spike and fines soar beyond $1 billion annually—yet most mid-market firms still rely on outdated, manual compliance that can’t keep up. With AI-human hybrid tools achieving up to 92% accuracy, a $5+ billion B2B compliance market is ready for disruption by agile new entrants. This hybrid strategy is fast becoming the industry’s edge—today’s featured startup is proving just how much open runway remains.
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